Securities Division
Laws and Rules
State (off site)
- TN Securities Act of 1980
- TN Securities Rules
- All TN Code (Michie's Legal Resources Website)
- All TN Rules (Secretary of State Website)
Federal (off site)
- Investment Advisers Act of 1940
- Investment Company Act of 1940
- Trust Indenture Act of 1939
- Securities Act of 1933
- Securities Exchange Act of 1934
- Securities Rules and Regulations
