Securities Division
Related Websites
Investor Information
- Alliance for Investor Education
- American Savings Education Council (ASEC)
- ASEC Ballpark Estimate
- Better Business Bureau
- Consumer Action
- Consumer Federation of America
- Cyberinvest.com
- Financial Literacy
- Investing Online Resource Center (IORC)
- Investor Protection Trust
- Jump$tart Coalition
- National Association of Investors Corporation (NAIC)
- National Consumers League
- National Council on Economic Education
- National Fraud Information Center
- Public Investors Arbitration Bar Association (PIABA)
- Stock Patrol
Exchanges
- American Stock Exchange (AMEX)
- Boston Stock Exchange (BSE)
- Chicago Board Options Exchange (CBOE)
- Chicago Board of Trade (CBOT)
- Chicago Mercantile Exchange (CME)
- Chicago Stock Exchange (CHX)
- Cincinnati Stock Exchange (CSE)
- Hong Kong Exchanges and Clearing (HKEx)
- JASDAQ Market
- London Stock Exchange
- Malta Stock Exchange
- Montréal Exchange (ME)
- NASD Automated Quotation Stock Market (NASDAQ)
- New York Stock Exchange (NYSE)
- Pacific Stock Exchange (PCX)
- Philadelphia Stock Exchange (PHLX)
- South Pacific Stock Exchange (SPSE)
- Tokyo Stock Exchange (TSE)
- Toronto Stock Exchange (TSX)
Industry Organizations
- Association for Investment Management and Research (AIMR)
- Financial Planning Association (FPA)
- Investment Company Institute (ICI)
- Investment Counsel Association of America (ICAA)
- Investment Dealers Association of Canada (IDA)
- Japan Securities Dealers Association
- Mexico - Asociación Mexicana de Intermediarios Bursátiles (AMIB)
- Municipal Securities Rulemaking Board (MSRB)
- National Association of Insurance and Financial Advisors (NAIFA)
- National Association of Investment Professionals (NAIP)
- National Association of Securities Dealers (NASD)
- National Futures Association (NFA)
- Securities Industry Association (SIA)
- Society of Certified Senior Advisors (CSA)
- United Kingdom - Association of Independent Financial Advisers (AIFA)
- United Kingdom - Association of Private Client Investment Managers and Stockbrokers (APCIMS)
- United Kingdom - London Investment Banking Association (LIBA)
Government Agencies and Related Organizations
- Canada - Department of Finance
- Canada - Financial Consumer Agency (FCAC)
- Canadian Investor Protection Fund (CIPF)
- Canadian Securities Administrators (CSA)
- Central Registration Depository (CRD)
- China - The Securities and Futures Commission of Hong Kong (SFC)
- Commodity Futures Trading Commission (CFTC)
- Federal Deposit Insurance Corporation (FDIC)
- Fiji - Capital Markets Development Authority (CMDA)
- International Organization of Securities Commissions (IOSCO)
- Investment Adviser Registration Depository (IARD)
- Japan - Financial Services Agency (FSA)
- Japan - Securities and Exchange Surveillance Commission (SESC)
- Malta Financial Services Authority (MFSA)
- Mexico - Comisión Nacional Bancaria y de Valores (CNBV)
- National Conference of Commissioners on Uniform State Laws (NCCUSL)
- National Association of Insurance Commissioners (NAIC)
- North American Securities Administrators Association (NASAA)
- Securities Investor Protection Corporation (SIPC)
- Tennessee Attorney General
- Tennessee Department of Commerce and Insurance
- Tennessee Department of Financial Institutions
- Tennessee Division of Consumer Affairs
- Tennessee Government Home Page
- Tennessee Secretary of State
- United Kingdom - Financial Services Authority (FSA)
- United States Bureau of the Public Debt
- United States Department of Commerce
- United States Department of the Treasury
- United States Federal Trade Commission (FTC)
- United States Financial Crimes Enforcement Network (FinCEN)
- United States Securities and Exchange Commission (SEC)
- United States SEC Electronic Data Gathering, Analysis, and Retrieval System (EDGAR)
